Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Genesis? Claim Your ProfileGenesis Garcia is a financial advisor with Northwestern Mutual Investment Services, LLC, located in Stamford, CT. Genesis has been in the industry since April 2023. Genesis holds the Series 6TO and SIE licenses and is registered in both Connecticut and Massachusetts. Genesis is committed to providing clients with professional financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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CT
04/15/2023 - Present
Northwestern Mutual Investment Services, LLC (Stamford CT)
BC
Issued 11/13/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/15/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 03/13/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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