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Gene Young Cheon

Mizuho Securities USA LLC

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About Gene Young Cheon

Gene Cheon is a securities professional with over 15 years of experience in the financial services industry. Gene is currently registered with Mizuho Securities USA LLC in New York, New York. Prior to joining Mizuho Securities USA LLC, Gene was employed by Deutsche Bank Securities Inc., RBS Greenwich Capital and Credit Suisse Securities (USA) LLC. Gene holds the Series 7, Series 63, Series 7TO and SIE licenses.

Firm Information

Gene Cheon is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Gene Cheon’s Registration & Firm History

NY

04/10/2024 - Present

Mizuho Securities USA LLC (NEW YORK NY)

NY

09/29/2009 - 06/05/2018

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

CT

03/13/2009 - 04/09/2009

RBS GREENWICH CAPITAL (STAMFORD CT)

NY

11/15/2001 - 09/09/2008

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 02/20/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/10/2024

Series 7TO - General Securities Representative Examination

BC

Issued 03/05/2024

SIE - Securities Industry Essentials Examination

BC

Issued 11/14/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Gene Young Cheon.
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