Unclaimed
Gene Cheon is a securities professional with over 15 years of experience in the financial services industry. Gene is currently registered with Mizuho Securities USA LLC in New York, New York. Prior to joining Mizuho Securities USA LLC, Gene was employed by Deutsche Bank Securities Inc., RBS Greenwich Capital and Credit Suisse Securities (USA) LLC. Gene holds the Series 7, Series 63, Series 7TO and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/10/2024 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
09/29/2009 - 06/05/2018
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
CT
03/13/2009 - 04/09/2009
RBS GREENWICH CAPITAL (STAMFORD CT)
NY
11/15/2001 - 09/09/2008
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
BC
Issued 02/20/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/10/2024
Series 7TO - General Securities Representative Examination
BC
Issued 03/05/2024
SIE - Securities Industry Essentials Examination
BC
Issued 11/14/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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