Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gene? Claim Your ProfileGene Wardo is an investment advisor representative with Osaic Wealth, Inc. Gene has been in the financial services industry since April 20, 1988. Gene is registered with the state of Pennsylvania. Gene has a Series 6, 7, 63, and 65 license and has been working in the financial services industry since 1988. Gene also offers financial planning, pension consulting, educational seminars, and selection of other advisors for their clients. Gene has experience working with high-net-worth individuals, corporations or other businesses, individuals other than high-net-worth, and pension and profit-sharing plans. Gene has been employed with Securities America, Inc. and Invest Financial Corporation in the past and is currently employed with Osaic Wealth, Inc. Gene has a strong background in providing financial services to clients. Gene's experience in the financial services industry and commitment to client service make him a valuable asset to Osaic Wealth, Inc. Gene's expertise is in providing investment advisory services to individuals and businesses. Gene has a strong track record of helping clients reach their financial goals. Gene's experience in the financial services industry and commitment to client service make Gene a valuable asset to Osaic Wealth, Inc.
HOUTZDALE, PA
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
PA
06/14/2024 - Present
Osaic Wealth, Inc. (HOUTZDALE PA)
PA
07/17/2020 - 06/14/2024
SECURITIES AMERICA, INC. (HOUTZDALE PA)
PA
02/23/2018 - 07/17/2020
INVESTACORP, INC. (Philipsburg PA)
PA
02/14/2018 - 03/02/2018
LPL FINANCIAL LLC (PHILIPSBURG PA)
PA
12/11/2006 - 02/14/2018
INVEST FINANCIAL CORPORATION (PHILIPSBURG PA)
PA
08/27/1997 - 12/08/2006
INVESTORS CAPITAL CORP. (PHILIPSBURG PA)
NY
08/14/1995 - 08/28/1997
LIBERTY SECURITIES CORPORATION (PURCHASE NY)
TX
07/07/1995 - 08/15/1995
THE VARIABLE ANNUITY MARKETING COMPANY (HOUSTON TX)
NY
05/02/1995 - 05/24/1995
CADARET, GRANT & CO., INC. (SYRACUSE NY)
PA
01/28/1994 - 05/24/1995
PNC BROKERAGE CORP (PITTSBURGH PA)
PA
01/21/1994 - 02/14/1994
PNC SECURITIES CORP (PITTSBURGH PA)
WI
03/28/1990 - 02/08/1994
INVEST FINANCIAL CORPORATION (APPLETON WI)
NJ
03/07/1988 - 04/26/1990
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 1/20/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 1/29/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/26/1990
Series 7 - General Securities Representative Examination
BC
Issued 3/4/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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