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Gene Thomas Carr

Cambridge Investment Research, Inc.

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About Gene Thomas Carr

Gene Thomas Carr is a financial advisor with Cambridge Investment Research, Inc., located in Macon, GA. He has been in the financial services industry since May 13, 1998. Gene Carr is registered with FINRA and the state of Georgia. He holds the Series 6, Series 63, and Series 65 securities licenses. He is also licensed to sell investment company products and variable contracts. Gene Carr's previous experience includes roles at FSC Securities Corporation, Investcorp, Inc., and ProEquities, Inc.

Firm Information

Gene Carr is currently registered with Cambridge Investment Research, Inc.. Cambridge Investment Research, Inc. is a corporation formed in October 1995. The firm is registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

658

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Gene Carr’s Registration & Firm History

GA

10/04/2019 - Present

Cambridge Investment Research, Inc. (Macon GA)

GA

08/12/2003 - 10/10/2019

FSC SECURITIES CORPORATION (MACON GA)

FL

01/07/2000 - 09/10/2003

INVESTACORP, INC. (MIAMI FL)

AL

05/14/1998 - 01/12/2000

PROEQUITIES, INC. (BIRMINGHAM AL)

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Licenses & Designations

IA

Issued 09/24/1998

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 04/30/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/12/1998

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 15 public disclosures for Gene Thomas Carr. Review regulatory record here.
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