Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gene? Claim Your ProfileGene Tannenbaum has been a registered representative since 1988. Gene is currently registered with LPL Financial LLC, a broker-dealer and investment advisor. Gene has also previously been affiliated with Woodbury Financial Services, Inc., Lincoln Financial Advisors Corporation, Park Avenue Securities LLC, Pruco Securities Corporation, The Prudential Insurance Company of America, First Montauk Securities Corp., Shearson Lehman Hutton Inc., Dean Witter Reynolds Inc., J F Lowe & Company Incorporated, McLaughlin, Piven, Vogel Inc., and Greentree Securities Corp. Gene has passed the Series 63, Series 7, and Series 24 examinations. Gene offers various financial services, including financial planning, consulting, and other non-discretionary advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
05/31/2022 - Present
LPL Financial LLC (POUGHKEEPSIE NY)
NY
07/15/2014 - 06/14/2022
WOODBURY FINANCIAL SERVICES, INC. (POUGHKEEPSIE NY)
NY
08/07/2013 - 11/15/2013
LINCOLN FINANCIAL ADVISORS CORPORATION (RYE BROOK NY)
NY
06/06/2005 - 07/18/2013
WOODBURY FINANCIAL SERVICES, INC. (POUGHQUAG NY)
NY
05/06/1999 - 06/09/2005
PARK AVENUE SECURITIES LLC (NEW YORK NY)
NJ
04/09/1992 - 05/04/1999
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
04/09/1992 - 12/10/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
NJ
07/01/1991 - 11/07/1991
FIRST MONTAUK SECURITIES CORP. (RED BANK NJ)
NY
01/30/1990 - 07/30/1990
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
NY
05/30/1989 - 01/20/1990
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NA
12/08/1988 - 11/16/1989
J F LOWE & COMPANY INCORPORATED
NA
03/02/1989 - 06/03/1989
MCLAUGHLIN, PIVEN, VOGEL INC.
NA
10/27/1988 - 12/13/1988
GREENTREE SECURITIES CORP.
BC
Issued 10/28/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/10/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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