Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gene? Claim Your ProfileGene McAbee is an investment advisor representative at Stifel, Nicolaus & Company, Inc. Gene is a veteran in the financial industry with over 38 years of experience. Gene has a strong track record of success in providing financial advice to individuals and businesses. Gene is committed to helping clients achieve their financial goals. Gene has earned the Series 3, 7, 9, 10, 63, and 65 licenses. Gene is also a registered representative in 22 states. Gene is a well-respected member of the financial community and is committed to providing clients with the highest level of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
01/13/2012 - Present
Stifel, Nicolaus & Company, Inc. (PASO ROBLES CA)
CA
06/01/2009 - 01/19/2012
MORGAN STANLEY SMITH BARNEY (SAN LUIS OBISPO CA)
CA
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (PASO ROBLES CA)
CA
10/16/1989 - 04/02/2007
MORGAN STANLEY DW INC. (PASO ROBLES CA)
NY
08/04/1986 - 11/20/1989
PRUDENTIAL-BACHE SECURITIES INC. (NEW YORK NY)
NA
04/23/1984 - 08/07/1986
DEAN WITTER REYNOLDS INC.
IA
Issued 07/22/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/25/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/25/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/24/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/12/1990
Series 3 - National Commodity Futures Examination
BC
Issued 04/14/1984
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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