Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gene? Claim Your ProfileGene Raymond Shaw is a registered investment advisor representative with Cetera Investment Advisers LLC in Cincinnati, Ohio. He is a Series 6, 7, and 63 licensed professional with over 23 years of experience in the financial services industry. Gene is also a licensed attorney and provides estate planning and probate services. He has extensive experience helping individuals and families develop and implement financial plans, including retirement planning, college savings, and wealth management. Gene is committed to providing personalized financial advice and guidance to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
OH
02/01/2005 - Present
Cetera Investment Advisers LLC (CINCINNATI OH)
VA
04/13/1999 - 01/01/2004
CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)
BC
Issued 4/14/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/21/2003
Series 7 - General Securities Representative Examination
BC
Issued 4/9/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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