Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gene? Claim Your ProfileGene Raymond Auriemma is a financial advisor based in Newport Beach, CA. Gene has been in the financial services industry since 2004. Gene is registered with Pacific Select Distributors, LLC. Gene has worked for a number of firms including Investcorp, Inc., NFP Advisor Services, LLC, Pacific Select Distributors, Inc., Jefferson Pilot Securities Corporation, High Mark Securities, Inc., and Medallion Equities, Inc.. Gene is Series 6, Series 63 and SIE licensed.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
06/04/2019 - Present
Pacific Select Distributors, LLC (NEWPORT BEACH CA)
NC
01/26/2016 - 05/20/2019
INVESTACORP, INC. (Charlotte NC)
NC
11/12/2010 - 12/31/2015
NFP ADVISOR SERVICES, LLC (CHARLOTTE NC)
NC
03/12/2008 - 01/19/2010
PACIFIC SELECT DISTRIBUTORS, INC. (CHARLOTTE NC)
FL
03/17/2004 - 07/28/2006
JEFFERSON PILOT SECURITIES CORPORATION (NAPLES FL)
FL
04/04/2002 - 09/23/2003
HIGH MARK SECURITIES, INC. (LAKELAND FL)
GA
01/22/2001 - 04/04/2002
MEDALLION EQUITIES, INC. (MARIETTA GA)
BC
Issued 09/15/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/20/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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