Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gene? Claim Your ProfileGene Randall Rhoades has over 30 years of experience in the financial services industry. Gene is a Registered Representative and Investment Advisor Representative with B. Riley Wealth Advisors, Inc. and has been with the firm since 2007. Gene has held previous positions with Capital Securities of America, Inc., Natcity Investments, Inc., Natcity Insurance Services, Inc., Liberty Securities Corporation, Independent Financial Securities, Inc., and National City Investments Corporation. Gene is licensed to provide investment advisory services in Kentucky and West Virginia and is also registered as a Registered Representative with FINRA. Gene's specializations include retirement planning, investment management, and estate planning. Gene is committed to providing personalized financial advice to help individuals and families achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
KY
08/05/2022 - Present
B. Riley Wealth Advisors, Inc. (Ashland KY)
KY
09/26/2006 - 03/01/2007
CAPITAL SECURITIES OF AMERICA, INC. (ASHLAND KY)
KY
06/01/1996 - 09/05/2006
NATCITY INVESTMENTS, INC. (ASHLAND KY)
OH
01/04/1999 - 12/31/2001
NATCITY INSURANCE SERVICES, INC. (CLEVELAND OH)
NY
08/03/1998 - 01/04/1999
LIBERTY SECURITIES CORPORATION (PURCHASE NY)
NA
05/05/1994 - 08/03/1998
INDEPENDENT FINANCIAL SECURITIES, INC.
NA
08/31/1993 - 06/01/1996
NATIONAL CITY INVESTMENTS CORPORATION
NY
03/02/1992 - 09/09/1993
LIBERTY SECURITIES CORPORATION (PURCHASE NY)
NY
01/22/1991 - 03/09/1992
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
04/18/1989 - 01/22/1991
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)
IA
Issued 10/01/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/12/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/15/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Gene Rhoades is the right advisor for you? Invested Better is here to help.
