Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gene? Claim Your ProfileGene Dickey is a financial advisor with over 30 years of experience in the industry. He currently works for D.a. Davidson & Co. in Austin, Texas. Gene has previously worked for firms such as Hilltop Securities Inc, Raymond James & Associates, Inc., Morgan Keegan & Company, Inc., UBS Financial Services Inc, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and H.D. Vest Investment Securities, Inc. Gene holds licenses in the state of Texas, as well as other states in the U.S. Gene's areas of expertise include portfolio management for individuals and businesses, financial planning, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
03/27/2023 - Present
D.a. Davidson & Co. (AUSTIN TX)
TX
05/10/2013 - 04/22/2023
HILLTOP SECURITIES INC. (AUSTIN TX)
TX
02/13/2013 - 05/13/2013
RAYMOND JAMES & ASSOCIATES, INC. (AUSTIN TX)
TX
02/14/2006 - 02/13/2013
MORGAN KEEGAN & COMPANY, INC. (AUSTIN TX)
NJ
02/13/1998 - 02/23/2006
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
09/06/1991 - 02/18/1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
TX
01/03/1989 - 08/30/1991
H.D. VEST INVESTMENT SECURITIES, INC. (DALLAS TX)
NA
05/22/1987 - 10/14/1988
FIDELITY BROKERAGE SERVICES, INC.
IA
Issued 07/10/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/12/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/23/1989
Series 53 - Municipal Securities Principal Examination
BC
Issued 03/06/1989
Series 4 - Registered Options Principal Examination
BC
Issued 01/30/1989
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/1987
Series 7 - General Securities Representative Examination
BC
Issued 05/19/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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