Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gene? Claim Your ProfileGene Ka is a financial advisor with Beacon Pointe Advisors, LLC. Gene is a registered representative and investment advisor representative with over 30 years of experience in the financial services industry. Gene has specialized in financial planning, portfolio management, and insurance services for individuals, businesses, and families. Gene has a strong understanding of investment strategies, and is committed to providing personalized advice that meets the unique needs of each client. Gene has a bachelor's degree in Business Administration from the University of Minnesota, and is a Certified Financial Planner (CFP).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Consulting services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
04/19/2021 - Present
Beacon Pointe Advisors, LLC (SAN JOSE CA)
CA
08/09/1996 - 01/04/2010
LPL FINANCIAL CORPORATION (CAMPBELL CA)
MN
10/24/1990 - 08/21/1996
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
10/24/1990 - 08/21/1996
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
NY
05/24/1990 - 10/02/1990
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
05/24/1990 - 10/02/1990
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
BC
Issued 03/14/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/21/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/03/1992
Series 7 - General Securities Representative Examination
BC
Issued 05/22/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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