Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gene? Claim Your ProfileGene Nelson is a financial professional with over 25 years of experience in the industry. Gene is currently registered with MML Investors Services, LLC as a Registered Representative. Gene has a long history of working with clients in the New York area. They are a Series 7, 63, 9, 10, 24, and 65 licensed professional. Gene has held previous roles with PERSHING LLC, J.P. MORGAN SECURITIES LLC, CHASE INVESTMENT SERVICES CORP., UBS FINANCIAL SERVICES INC., 1ST GLOBAL CAPITAL CORP., EVEREN SECURITIES, INC., PRINCIPAL FINANCIAL SECURITIES,INC., and PRINCOR FINANCIAL SERVICES CORPORATION. Gene is committed to providing clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
NY
05/17/2024 - Present
MML Investors Services, LLC (New York NY)
NY
05/03/2018 - 02/07/2023
PERSHING LLC (NEW YORK NY)
NY
10/01/2012 - 03/29/2017
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
02/03/2012 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (NEW YORK NY)
NJ
08/19/1999 - 12/21/2011
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
TX
05/22/1998 - 08/18/1999
1ST GLOBAL CAPITAL CORP. (DALLAS TX)
MO
05/11/1998 - 06/12/1998
EVEREN SECURITIES, INC. (ST. LOUIS MO)
TX
12/02/1996 - 05/11/1998
PRINCIPAL FINANCIAL SECURITIES,INC. (DALLAS TX)
IA
01/31/1995 - 12/06/1996
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
IA
Issued 05/11/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/31/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/30/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/29/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/30/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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