Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gene? Claim Your ProfileGene Silverman is a financial advisor with UBS Financial Services Inc. He is licensed to offer financial advice in 53 states and the District of Columbia. Gene has been in the financial services industry since 1997 and has worked for several prominent financial institutions, including J.P. Morgan Securities LLC, Morgan Stanley Smith Barney, and Citigroup Global Markets Inc. Gene has a broad range of experience in the financial industry and holds the Series 7, Series 10, Series 24, Series 52, Series 53 and Series 66 licenses. Gene also has a Master's degree in Business Administration.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NJ
09/09/2013 - Present
UBS Financial Services Inc. (WEEHAWKEN NJ)
NY
06/02/2011 - 08/12/2013
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
06/01/2009 - 05/26/2011
MORGAN STANLEY SMITH BARNEY (PURCHASE NY)
NY
06/09/2009 - 05/20/2010
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
08/23/2000 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
AZ
12/10/1999 - 04/26/2000
DAVIS DISTRIBUTORS, LLC (TUCSON AZ)
NY
05/18/1998 - 12/13/1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
03/03/1997 - 04/02/1998
MERRILL LYNCH FUNDS DISTRIBUTOR, INC. (NEW YORK NY)
BOTH
Issued 09/06/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/30/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/23/2011
Series 53 - Municipal Securities Principal Examination
BC
Issued 03/31/2003
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/28/1997
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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