Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gene? Claim Your ProfileGene L Rosintoski is a financial professional with over 40 years of experience in the industry. Gene L Rosintoski is currently registered with Leigh Baldwin & CO., LLC, based in Norwich, NY. Before joining Leigh Baldwin & CO., LLC, Gene L Rosintoski has held positions at several firms including Preferred Holding CorporartION, National Planning Corporation, Royal Alliance Associates, Inc., Investment Advisors & Consultants, Inc., Pruco Securities Corporation, and The Prudential Insurance Company of America. Gene L Rosintoski has specialized experience in various areas including securities, investment advisory, and financial planning. Gene L Rosintoski holds licenses and registrations including Series 1, Series 6TO, SIE, and Series 63.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Solicitor/referral fees from other ria's
1
2
NY
02/06/2009 - Present
Leigh Baldwin & CO., LLC (NORWICH NY)
NY
08/07/2007 - 12/10/2008
PREFERRED HOLDING CORPORARTION (VESTAL NY)
NY
06/14/2007 - 07/02/2007
NATIONAL PLANNING CORPORATION (VESTAL NY)
NY
12/06/2006 - 05/03/2007
ROYAL ALLIANCE ASSOCIATES, INC. (VESTAL NY)
NY
05/22/1992 - 12/04/2006
INVESTMENT ADVISORS & CONSULTANTS, INC. (VESTAL NY)
NJ
02/18/1982 - 01/23/1992
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
07/16/1980 - 01/23/1992
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
BC
Issued 02/16/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/10/1980
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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