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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gene? Claim Your ProfileGene Lipman is a financial advisor at Morgan Stanley. Gene is a registered investment advisor in both New York and Texas. Gene has been a registered investment advisor for over 30 years. Gene has experience in a variety of financial services, including investment management, financial planning, and asset allocation advice. Gene also provides portfolio management services to individuals, businesses, and investment companies. Gene has worked with Morgan Stanley for over 10 years. Before that, Gene worked with Citigroup Global Markets, Lehman Brothers, Kemper Securities Group, Prescott, Ball & Turben, and Rand & Co.. Gene is also a member of the Financial Industry Regulatory Authority (FINRA).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
05/15/2020 - Present
Morgan Stanley (New York NY)
NY
07/31/1993 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
01/13/1993 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
MO
09/04/1990 - 03/30/1992
KEMPER SECURITIES GROUP, INC. (ST. LOUIS MO)
NA
12/04/1984 - 09/04/1990
PRESCOTT, BALL & TURBEN, INC.
NA
10/20/1976 - 11/23/1984
FREEMAN SECURITIES COMPANY, INC.
NA
08/21/1975 - 10/22/1976
RAND & CO., INC
BC
Issued 03/12/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/03/1982
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/19/1983
PC - AMEX Put and Call Exam
BC
Issued 08/16/1975
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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