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Gene H Lewis

Paulson Investment Co. LLC

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About Gene H Lewis

Gene Lewis is a securities professional with over 30 years of experience in the financial services industry. Gene is currently registered with Paulson Investment Co. LLC and is a Series 7, Series 55, SIE, and Series 57TO licensed professional. Gene has previously held positions at firms such as Alternative Execution Group, Biltmore International Corporation, AM Capital LLC, WM. V. Frankel & Co., Incorporated, Sharpe Capital, Inc., South Beach Securities, Inc., Vision Investment Group, Inc., Barron Chase Securities, Inc., Alliance Capital Incorporated, Alliance Securities Corporation, and Dillon Securities, Inc. Gene is licensed to conduct business in New York and New Jersey.

Firm Information

Gene Lewis is currently registered with Paulson Investment Co. LLC. Paulson Investment Co. LLC is a Limited Liability Company formed on March 23, 2017, and is approved to operate in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has a history of 33 regulatory events, 1 civil event, 8 arbitrations, and 1 bond disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

34

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Gene Lewis’s Registration & Firm History

NY

09/12/2018 - Present

Paulson Investment Co. LLC (NEW YORK NY)

NY

10/03/2016 - 09/13/2018

ALTERNATIVE EXECUTION GROUP (New York NY)

NJ

07/05/2005 - 03/08/2016

BILTMORE INTERNATIONAL CORPORATION (EDISON NJ)

NY

01/27/2003 - 07/05/2005

AM CAPITAL LLC (NEW YORK NY)

NJ

10/27/2000 - 01/28/2003

WM. V. FRANKEL & CO., INCORPORATED (JERSEY CITY NJ)

NY

04/11/1997 - 10/26/2000

SHARPE CAPITAL, INC. (NEW YORK NY)

IL

07/26/1995 - 05/21/1997

SOUTH BEACH SECURITIES, INC. (CHICAGO IL)

NA

08/30/1994 - 09/21/1994

VISION INVESTMENT GROUP, INC.

FL

10/22/1993 - 08/24/1994

BARRON CHASE SECURITIES, INC. (BOCA RATON FL)

UT

07/01/1991 - 11/03/1993

ALLIANCE CAPITAL INCORPORATED (SALT LAKE CITY UT)

NA

03/01/1989 - 07/01/1991

ALLIANCE SECURITIES CORPORATION

NA

10/19/1988 - 12/20/1988

DILLON SECURITIES, INC.

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Licenses & Designations

BC

Issued 11/18/1988

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/22/1999

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 10/15/1988

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Gene H Lewis.
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