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Gene Franklyn McNeil

Wallachbeth Capital LLC

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About Gene Franklyn McNeil

Gene Franklyn McNeil has been in the financial services industry since 1996. Gene is currently registered with Wallachbeth Capital LLC and is licensed in 28 states. Gene previously worked at XZERTA TRADING, LLC, AURIGA USA, LLC, CAPSTONE INVESTMENTS, WALL STREET ACCESS, NEBRASKA HUDSON COMPANY, INC., PAINEWEBBER INCORPORATED, and SMITH BARNEY INC.

Firm Information

Gene McNeil is currently registered with Wallachbeth Capital LLC. Wallachbeth Capital LLC is a Limited Liability Company formed in May 2008. The firm is registered in 44 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

44

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Gene McNeil’s Registration & Firm History

NJ

07/09/2012 - Present

Wallachbeth Capital LLC (JERSEY CITY NJ)

NY

05/10/2012 - 06/07/2012

XZERTA TRADING, LLC (NEW YORK NY)

NY

09/07/2011 - 06/07/2012

AURIGA USA, LLC (NEW YORK NY)

NY

01/08/2010 - 09/22/2011

CAPSTONE INVESTMENTS (NEW YORK NY)

NY

12/18/2001 - 11/17/2009

WALL STREET ACCESS (NEW YORK NY)

NE

01/26/2000 - 05/15/2001

NEBRASKA HUDSON COMPANY, INC. (OMAHA NE)

NJ

04/23/1998 - 12/23/1999

PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)

NY

02/27/1995 - 04/15/1998

SMITH BARNEY INC. (NEW YORK NY)

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Licenses & Designations

IA

Issued 06/06/1998

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/29/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/18/2001

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 02/25/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There is public disclosure for Gene Franklyn McNeil. Review regulatory record here.
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