Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gene? Claim Your ProfileGene Edward Dooley is a financial advisor with Steward Partners Investment Advisory, LLC. Gene has been working in the financial services industry since 2009 and holds the Series 7, Series 31, and Series 66 securities licenses. Gene is registered in Alaska, Arizona, California, Colorado, Florida, Georgia, Illinois, Kansas, Louisiana, Michigan, New Jersey, New Mexico, New York, Ohio, Tennessee, Texas, Utah, and Washington. Gene provides a variety of financial services including financial planning, pension consulting, selection of other advisors, and portfolio management for individuals. Gene also has experience in working with insurance companies, investment companies, charitable organizations, high-net-worth individuals, banking or thrift institutions, pension and profit-sharing plans, corporations or other businesses, individuals other than high-net-worth, and state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Financial consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NY
07/29/2019 - Present
Steward Partners Investment Advisory, LLC (NEW YORK NY)
TX
07/26/2019 - 05/27/2022
RAYMOND JAMES FINANCIAL SERVICES, INC. (AUSTIN TX)
TX
02/17/2012 - 07/29/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (AUSTIN TX)
TX
11/10/2009 - 02/27/2012
MORGAN STANLEY SMITH BARNEY (AUSTIN TX)
BOTH
Issued 12/01/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/16/2010
Series 31 - Futures Managed Funds Examination
BC
Issued 11/09/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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