Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gene? Claim Your ProfileGene Balas is an Investment Strategist at Seia, a firm based in Los Angeles, California. Gene has over 30 years of experience in the financial services industry and has held various roles at firms such as Merrill Lynch, USI Securities, and Advantage Capital Corporation. Gene holds a Series 7, Series 6, Series 63, and Series 65 licenses. He is also a Registered Investment Advisor (RIA) and has a strong track record of providing investment advice to individuals, families, and institutions. Gene has a passion for helping his clients achieve their financial goals and believes that everyone should have access to sound financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
08/25/2023 - Present
Seia (LOS ANGELES CA)
NY
12/02/2004 - 06/06/2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
CT
08/10/2001 - 10/01/2004
USI SECURITIES, INC. (GLASTONBURY CT)
GA
08/26/1998 - 06/27/2001
ADVANTAGE CAPITAL CORPORATION (ATLANTA GA)
NY
06/10/1994 - 08/20/1998
GKN SECURITIES CORP. (NEW YORK NY)
NY
03/20/1990 - 06/17/1994
OPPENHEIMER & CO., INC. (NEW YORK NY)
NA
08/10/1987 - 10/29/1987
FIRST INVESTORS CORPORATION
IA
Issued 03/28/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/17/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/15/2000
Series 24 - General Securities Principal Examination
BC
Issued 03/17/1990
Series 7 - General Securities Representative Examination
BC
Issued 08/07/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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