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Gene Bert Clark

Northwestern Mutual Investment Services, LLC

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About Gene Bert Clark

Gene Bert Clark is a financial advisor with Northwestern Mutual Investment Services, LLC. Gene has been in the industry since 1997 and is registered with the state of Georgia. Gene holds the Series 6, 7, 63, and 65 securities licenses, as well as the SIE exam. Gene is also a Certified Financial Planner. Gene has a previous work history at Robert W. Baird & Co. Incorporated. Gene is currently registered with the state of Georgia as an Investment Adviser Representative. Gene is also registered as a Broker in 27 states. Gene is a member of the Board of Directors for the High Museum of Art, the Community Foundation for Greater Atlanta, and the Chautauqua Foundation. Gene is also a 64% owner of Caravel Holdings, LLC, and a 100% owner of Sequoyah Holdings, LLC.

Firm Information

Gene Clark is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998 and based in Milwaukee, Wisconsin. The firm offers investment research, referrals to other advisors, and acts as an investment advisor, providing advisory services to various client types, including individuals, corporations, and insurance companies. They are registered with the SEC and in all 50 states, boasting a large network of licensed agents, investment advisor representatives, and registered representatives. The firm has been involved in several regulatory events and one arbitration disclosure.
Northwestern Mutual Investment Services, LLC

1100 Peachtree St NE

Atlanta, GA 30309

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Gene Clark’s Registration & Firm History

GA

02/09/2006 - Present

Northwestern Mutual Investment Services, LLC (Atlanta GA)

WI

10/15/1999 - 02/17/2000

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

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Licenses & Designations

BC

Issued 3/7/2002

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 4/10/2000

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 8/17/2006

Series 7 - General Securities Representative Examination

BC

Issued 12/22/1997

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Gene Bert Clark.
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