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Gene Bert Clark

Northwestern Mutual Investment Services, LLC

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About Gene Bert Clark

Gene Bert Clark is a financial advisor registered with Northwestern Mutual Investment Services, LLC. Gene has been in the securities industry since December 1997. Gene holds FINRA Series 6, 7, 63, and 65 licenses. Gene holds the Certified Financial Planner designation and is licensed to provide investment advisory services in 27 states. Gene has been affiliated with Northwestern Mutual Investment Services, LLC since February 2006. Gene previously worked at ROBERT W. BAIRD & CO. INCORPORATED from October 1999 to February 2000. Gene is a board member of the High Museum of Art, Community Foundation for Greater Atlanta and the Chautauqua Foundation, Inc. Gene is a 64% owner of Caravel Holdings, LLC, and a 100% owner of Sequoyah Holdings, LLC. Gene is licensed with Northwestern Mutual Investment Services, LLC and provides investment advisory services in 28 states.

Firm Information

Gene Clark is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Gene Clark’s Registration & Firm History

GA

02/09/2006 - Present

Northwestern Mutual Investment Services, LLC (Atlanta GA)

WI

10/15/1999 - 02/17/2000

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

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Licenses & Designations

BC

Issued 03/07/2002

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 04/10/2000

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/17/2006

Series 7 - General Securities Representative Examination

BC

Issued 12/22/1997

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Gene Bert Clark.
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