Unclaimed
Gene Baker is a financial professional with Fidelity Brokerage Services LLC. Gene is registered with the Financial Industry Regulatory Authority (FINRA) and has a Series 7TO, Series 63, and Securities Industry Essentials (SIE) licenses. Gene has been in the financial industry since September 15, 2022 and is licensed in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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KY
09/16/2022 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
BC
Issued 09/26/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/16/2022
Series 7TO - General Securities Representative Examination
BC
Issued 09/06/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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