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Gene Aaron Dale

Franklin Distributors, LLC

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About Gene Aaron Dale

Gene Aaron Dale is a financial advisor with over 15 years of experience in the financial services industry. Currently, Gene is registered with Franklin Distributors, LLC, based in St. Petersburg, FL. Gene has a strong background in securities and investments, holding the Series 7 and Series 66 licenses. Gene has previously worked with reputable firms such as Raymond James & Associates, Inc., Morgan Stanley, and Merrill Lynch, Pierce, Fenner & Smith Incorporated, showcasing a diverse range of experience in the financial services sector.

Firm Information

Gene Dale is currently registered with Franklin Distributors, LLC. Franklin Distributors, LLC is a Limited Liability Company formed in December 2000. It is registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

369

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Gene Dale’s Registration & Firm History

FL

07/07/2021 - Present

Franklin Distributors, LLC (St. Petersburg FL)

FL

09/23/2019 - 07/07/2021

FRANKLIN TEMPLETON FINANCIAL SERVICES CORP. (ST. PETERSBURG FL)

FL

09/23/2019 - 07/07/2021

FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (ST. PETERSBURG FL)

FL

11/16/2018 - 07/23/2019

UBS FINANCIAL SERVICES INC. (CLEARWATER FL)

FL

06/23/2015 - 05/23/2018

RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)

FL

09/14/2010 - 06/18/2015

MORGAN STANLEY (TAMPA FL)

IL

05/11/2007 - 10/15/2008

CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)

NY

05/15/2006 - 02/12/2007

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 10/12/2006

Series 66 - Uniform Combined State Law Examination

BC

Issued 05/23/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/12/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Gene Aaron Dale.
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