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Genaro Tapia

Fidelity Brokerage Services LLC

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About Genaro Tapia

Genaro Tapia is a financial professional with experience in the securities industry. Genaro is currently registered with Fidelity Brokerage Services LLC and holds Series 7TO, Series 63, Series 66, and SIE licenses. Genaro has been actively involved in the securities industry for over a year. Genaro previously worked at TD Ameritrade, Inc. and is registered in multiple states.

Firm Information

Genaro Tapia is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Genaro Tapia’s Registration & Firm History

TX

03/07/2022 - Present

Fidelity Brokerage Services LLC (FORT WORTH TX)

TX

03/09/2021 - 04/21/2021

TD AMERITRADE, INC. (Southlake TX)

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Licenses & Designations

BOTH

Issued 02/17/2023

Series 66 - Uniform Combined State Law Examination

BC

Issued 03/30/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/09/2021

Series 7TO - General Securities Representative Examination

BC

Issued 12/02/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Genaro Tapia.
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