Unclaimed
Genaro Tapia is a financial professional with experience in the securities industry. Genaro is currently registered with Fidelity Brokerage Services LLC and holds Series 7TO, Series 63, Series 66, and SIE licenses. Genaro has been actively involved in the securities industry for over a year. Genaro previously worked at TD Ameritrade, Inc. and is registered in multiple states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
03/07/2022 - Present
Fidelity Brokerage Services LLC (FORT WORTH TX)
TX
03/09/2021 - 04/21/2021
TD AMERITRADE, INC. (Southlake TX)
BOTH
Issued 02/17/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/30/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/09/2021
Series 7TO - General Securities Representative Examination
BC
Issued 12/02/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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