Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gena? Claim Your ProfileGena Ann Barbato is an investment professional with over 30 years of experience in the financial services industry. Gena is currently registered with LPL Financial LLC and has been active in the industry since March 21, 1988. Prior to joining LPL, Gena worked at UBS Financial Services Inc., Morgan Stanley Smith Barney and Citigroup Global Markets Inc. Gena has a broad range of experience in providing financial and investment advice to individuals, corporations, and institutions. Gena holds Series 7, Series 63 and Series 65 licenses and has a strong understanding of the financial markets and investment strategies. Gena is committed to providing her clients with personalized financial advice and investment solutions that are tailored to their specific needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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GA
05/13/2021 - Present
LPL Financial LLC (ATLANTA GA)
GA
05/04/2012 - 05/24/2021
UBS FINANCIAL SERVICES INC. (ATLANTA GA)
GA
06/01/2009 - 05/30/2012
MORGAN STANLEY SMITH BARNEY (ATLANTA GA)
GA
06/08/2000 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (ATLANTA GA)
GA
08/05/1994 - 06/09/2000
THE ROBINSON-HUMPHREY COMPANY, LLC (ATLANTA GA)
NY
07/31/1993 - 08/09/1994
SMITH BARNEY INC. (NEW YORK NY)
NY
02/08/1989 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
MD
03/22/1988 - 11/11/1992
CALVERT SECURITIES CORPORATION (BETHESDA MD)
IA
Issued 08/03/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/15/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/19/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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