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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Geir? Claim Your ProfileGeir Fjugstad is a financial advisor at UBS Financial Services Inc. Geir has been a registered representative for over 30 years and has held licenses in several states. Geir's career spans multiple firms, starting with Dean Witter Reynolds Inc. and ending with Credit Suisse Securities (USA) LLC before joining UBS Financial Services Inc. Geir has passed the Series 7 and Series 63 exams, and has a proven track record in the financial services industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CA
12/08/2015 - Present
UBS Financial Services Inc. (SAN FRANCISCO CA)
CA
10/01/2008 - 12/21/2015
CREDIT SUISSE SECURITIES (USA) LLC (SAN FRANCISCO CA)
CA
07/18/2005 - 10/17/2008
E*TRADE SECURITIES LLC (CARMEL CA)
MO
11/22/2000 - 07/15/2005
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
MO
02/23/1996 - 12/05/2000
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NY
06/22/1994 - 02/22/1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
03/22/1993 - 06/28/1994
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BC
Issued 03/22/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/18/1993
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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