Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Geetanjali? Claim Your ProfileGeetanjali Mittal is a securities professional with over 15 years of experience in the financial industry. She is currently registered with Natixis Securities Americas LLC. Geetanjali Mittal has held prior roles at BNP Paribas Securities Corp, Rabo Securities USA, Inc., Nomura Securities International, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Geetanjali Mittal holds the Series 63, Series 7, Series 79 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
08/28/2024 - Present
Natixis Securities Americas LLC (NEW YORK NY)
NY
07/13/2021 - 11/07/2023
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
NY
09/14/2012 - 01/06/2020
RABO SECURITIES USA, INC. (NEW YORK NY)
NY
09/23/2009 - 01/25/2012
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
NY
11/10/2004 - 07/07/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 10/08/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/14/2013
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 11/08/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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