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Ge Shen

Nylife Securities LLC

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About Ge Shen

Ge Shen is a financial advisor who has been in the industry since 2011. Ge is currently registered with Nylife Securities LLC and is licensed in California and Nevada. Ge has experience with Investment Company Products/Variable Contracts Representative Examination and Securities Industry Essentials Examination. Prior to Nylife Securities LLC, Ge was employed with MML Investors Services, LLC, Metlife Securities Inc., New England Securities and Park Avenue Securities LLC.

Firm Information

Ge Shen is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ge Shen’s Registration & Firm History

CA

12/24/2015 - Present

Nylife Securities LLC (SAN MATEO CA)

CA

04/28/2015 - 12/04/2015

MML INVESTORS SERVICES, LLC (SAN MATEO CA)

CA

01/02/2015 - 03/16/2015

METLIFE SECURITIES INC. (FOSTER CITY CA)

CA

11/27/2012 - 01/02/2015

NEW ENGLAND SECURITIES (FOSTER CITY CA)

CA

01/17/2011 - 11/27/2012

PARK AVENUE SECURITIES LLC (SAN FRANCISCO CA)

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Licenses & Designations

BC

Issued 08/06/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/15/2011

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ge Shen.
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