Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gaylord? Claim Your ProfileGaylord Wesley Rohloff is an active Investment Advisor Representative for Western International Securities, Inc. Gaylord has been working in the financial services industry since October 11, 1986, and has been with Western International Securities, Inc. since May of 2008. Prior to joining Western International Securities, Inc., Gaylord was employed by FINANCIAL WEST GROUP and MML INVESTORS SERVICES, INC.. Gaylord has also worked for PRUCO SECURITIES CORPORATION and THE PRUDENTIAL INSURANCE COMPANY OF AMERICA. Gaylord's certifications include the Series 6, Series 7 and the SIE. Gaylord holds the designation of a Certified Financial Planner. Gaylord's specialties include financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
02/28/2012 - Present
Western International Securities, Inc. (Westlake Village CA)
CA
02/28/2003 - 06/26/2008
FINANCIAL WEST GROUP (WESTLAKE VILLAGE CA)
MA
07/20/1998 - 03/03/2003
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
MA
07/31/1995 - 06/15/1998
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
NJ
09/08/1986 - 08/15/1995
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
09/08/1986 - 12/10/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
BC
Issued 05/18/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/27/1990
Series 7 - General Securities Representative Examination
BC
Issued 09/05/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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