Unclaimed
Gaylen Frazier is a financial professional with over 20 years of experience in the industry. Gaylen has a strong background in securities, having passed the Series 7, 79, and 63 exams. Currently, Gaylen is registered with U.s. Bancorp Investments, Inc. in Minnesota. Previously, Gaylen was registered with PaineWebber Incorporated in New Jersey. Gaylen's expertise allows to provide a variety of financial services, including portfolio management for individuals and businesses, financial planning, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
12b-1,networking&shareholder serv,product partner arrangements
1
2
MN
11/11/2011 - Present
U.s. Bancorp Investments, Inc. (Minneapolis MN)
NJ
05/14/1998 - 07/28/1999
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
BC
Issued 03/09/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/10/2011
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 05/12/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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