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Gayla Ann Lopez

Commerce Street Capital, LLC

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About Gayla Ann Lopez

Gayla Ann Lopez is a financial professional with over 35 years of experience in the industry. Gayla is currently registered with Commerce Street Capital, LLC and holds a Series 7, Series 63, Series 99TO and Series 79TO licenses. Previously, Gayla held positions at SAMCO Capital Markets, Inc., Penson Financial Services, Inc., Service Asset Management Company and Southwest Securities, Inc.

Firm Information

Gayla Lopez is currently registered with Commerce Street Capital, LLC. Commerce Street Capital, LLC is a Limited Liability Company formed in 2007 and approved in 52 states and the SEC. It is a registered investment advisor offering investment services nationwide.

Not reported

Assets Under Management

Not reported

Total Clients

21

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Gayla Lopez’s Registration & Firm History

TX

10/01/2007 - Present

Commerce Street Capital, LLC (DALLAS TX)

TX

05/19/2006 - 02/28/2008

SAMCO CAPITAL MARKETS, INC. (DALLAS TX)

TX

02/03/2003 - 05/19/2006

PENSON FINANCIAL SERVICES, INC. (DALLAS TX)

TX

07/20/2000 - 02/03/2003

SERVICE ASSET MANAGEMENT COMPANY (AUSTIN TX)

TX

12/15/1995 - 09/01/2000

SERVICE ASSET MANAGEMENT COMPANY (DALLAS TX)

NA

11/03/1988 - 12/15/1995

SERVICE ASSET MANAGEMENT COMPANY

TX

02/04/1987 - 04/19/1988

SOUTHWEST SECURITIES, INC. (DALLAS TX)

NA

05/22/1986 - 02/18/1987

THOMSON MCKINNON SECURITIES INC.

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Licenses & Designations

BC

Issued 02/11/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/17/1986

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Gayla Ann Lopez.
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