Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gaye? Claim Your ProfileGaye Pike is a financial advisor registered with NBC Securities, Inc., based in Columbia, TN. Gaye has been in the industry since November 1999 and has a broad range of experience providing financial advice. Gaye Pike is registered with the Securities and Exchange Commission and has a combined 30 state registrations as a Broker-Dealer and Investment Advisor Representative. Gaye is also FINRA registered. Gaye has extensive experience in providing financial advice and services to a wide range of clients, including individuals, corporations, and institutions. Gaye has a particular focus on investment management, financial planning, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TN
11/07/2016 - Present
NBC Securities, Inc. (COLUMBIA TN)
TN
01/03/2005 - 02/04/2008
CAMBRIDGE WAY, INC. (BRENTWOOD TN)
KY
11/19/2001 - 12/17/2004
J.J.B. HILLIARD, W.L. LYONS, INC. (LOUISVILLE KY)
NJ
08/14/2000 - 11/26/2001
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NY
11/02/1999 - 08/14/2000
J.C. BRADFORD & CO. (NEW YORK NY)
BOTH
Issued 04/13/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/16/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/01/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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