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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gay? Claim Your ProfileGay Lynn Smith is a financial advisor with over 15 years of experience in the financial services industry. Gay Lynn has worked with LPL Financial LLC since November 2017 and has experience with Investment Centers of America, Inc. and Raymond James Financial Services, Inc. Gay Lynn is registered as a Registered Representative and Investment Advisor Representative and has passed both Series 63 and 66 exams as well as the Series 7 and SIE exams. Gay Lynn offers a variety of financial services, including financial planning, portfolio management, pension consulting and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
11/29/2017 - Present
LPL Financial LLC (TYLER TX)
TX
09/26/2011 - 11/29/2017
INVESTMENT CENTERS OF AMERICA, INC. (TYLER TX)
TX
07/02/2010 - 08/05/2010
RAYMOND JAMES FINANCIAL SERVICES, INC. (TYLER TX)
TX
11/16/2006 - 07/07/2008
BANC OF AMERICA INVESTMENT SERVICES, INC. (TYLER TX)
AR
10/30/1997 - 10/06/1998
FIRST COMMERCIAL INVESTMENTS, INC. (LITTLE ROCK AR)
AR
10/15/1993 - 03/22/1996
FIRST COMMERCIAL INVESTMENTS, INC. (LITTLE ROCK AR)
BOTH
Issued 03/08/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/16/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/15/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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