Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gawain? Claim Your ProfileGawain McKenzie is a Registered Representative with TD Private Client Wealth LLC. Gawain has worked in the financial industry since 2001. Gawain is registered in New Jersey, New York, North Carolina and Pennsylvania. Gawain has passed the Series 7, Series 63, Series 65 and SIE exams. Gawain's previous experience includes positions at J.P. Morgan Securities LLC, Chase Investment Services Corp., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Prudential Securities Incorporated and Morgan Wilshire Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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NJ
01/03/2023 - Present
TD Private Client Wealth LLC (Bayonne NJ)
NY
10/01/2012 - 09/03/2019
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
09/28/2004 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (NEW YORK CITY NY)
NY
05/13/2003 - 08/16/2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
05/24/2001 - 05/14/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
01/08/2001 - 03/08/2001
MORGAN WILSHIRE SECURITIES, INC. (GARDEN CITY NY)
IA
Issued 06/07/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/13/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/06/2000
Series 7 - General Securities Representative Examination
Active
Inactive
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