Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gavin? Claim Your ProfileGavin Yu Kim is a financial advisor who has been in the industry since June 1, 2011. Gavin is currently registered with Deutsche Bank Securities Inc. and is a licensed broker in 53 states and territories. Gavin has previously worked with Wells Fargo Investments, LLC and Banc of America Investment Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Equity & debt research, macro research, quant strategy, multi- asset research, catalyst calls
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Hard dollar payments for research
1
2
CA
04/09/2015 - Present
Deutsche Bank Securities Inc. (Los Angeles CA)
CA
06/29/2007 - 08/20/2009
WELLS FARGO INVESTMENTS, LLC (EL SEGUNDO CA)
CA
01/31/2007 - 07/03/2007
BANC OF AMERICA INVESTMENT SERVICES, INC. (LOS ANGELES CA)
CA
10/13/2005 - 01/29/2007
WELLS FARGO INVESTMENTS, LLC (ENCINO CA)
BC
Issued 11/18/2015
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 11/20/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/09/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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