Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gavin? Claim Your ProfileGavin Willey Slader is a financial advisor with over 20 years of experience in the financial services industry. Gavin is currently registered with Citizens JMP Securities, LLC and is licensed to conduct business in California. Previously, Gavin was associated with UBS Securities LLC, Piper Jaffray & Co., and Credit Suisse First Boston Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
01/09/2013 - Present
Citizens JMP Securities, LLC (SAN FRANCISCO CA)
CA
08/05/2005 - 10/25/2012
UBS SECURITIES LLC (SAN FRANCISCO CA)
MN
07/01/2003 - 07/21/2005
PIPER JAFFRAY & CO. (MINNEAPOLIS MN)
NY
08/24/2001 - 12/31/2002
CREDIT SUISSE FIRST BOSTON CORPORATION (NEW YORK NY)
BC
Issued 04/09/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/13/2021
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/23/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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