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Gavin Wayne harvey Finlayson

Commerz Markets LLC

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About Gavin Wayne harvey Finlayson

Gavin Finlayson is a financial professional with over 16 years of experience in the industry. Gavin is currently registered with Commerz Markets LLC and has previously worked with COMMERZBANK CAPITAL MARKETS CORP.. Gavin holds the Series 7, Series 24, and Series 87 licenses and the SIE exam.

Firm Information

Gavin Finlayson is currently registered with Commerz Markets LLC. Commerz Markets LLC is a Limited Liability Company formed in May 1996. The firm is registered in all 50 U.S. states, the District of Columbia, and Puerto Rico. They are also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

10

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Gavin Finlayson’s Registration & Firm History

NY

05/28/2010 - Present

Commerz Markets LLC (NEW YORK NY)

NY

05/23/2006 - 05/28/2010

COMMERZBANK CAPITAL MARKETS CORP. (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/10/2006

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/07/2006

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 05/22/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Gavin Wayne harvey Finlayson.
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