Unclaimed
Gavin Finlayson is a financial professional with over 16 years of experience in the industry. Gavin is currently registered with Commerz Markets LLC and has previously worked with COMMERZBANK CAPITAL MARKETS CORP.. Gavin holds the Series 7, Series 24, and Series 87 licenses and the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/28/2010 - Present
Commerz Markets LLC (NEW YORK NY)
NY
05/23/2006 - 05/28/2010
COMMERZBANK CAPITAL MARKETS CORP. (NEW YORK NY)
BC
Issued 07/10/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/07/2006
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 05/22/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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