Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gavin? Claim Your ProfileGavin Koenig is a Registered Investment Advisor representative with Cerity Partners LLC and Cerity Partners Retirement Plan Advisors. Gavin Koenig has been working in the financial services industry for over 20 years. Previously, Gavin Koenig was registered with NATIONAL PLANNING CORPORATION, FIFTH THIRD SECURITIES, INC., AMERIPRISE FINANCIAL SERVICES, INC., IDS LIFE INSURANCE COMPANY, and PRUCO SECURITIES CORPORATION. Gavin Koenig is a Series 6, 7, 24, 63 and 65 licensed professional. Gavin Koenig's office is located at 99 Park Avenue, 16th Floor, New York, NY 10016.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Tax services; bill pay
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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NY
01/01/2025 - Present
Cerity Partners LLC (NEW YORK NY)
KY
08/11/2010 - 01/31/2013
NATIONAL PLANNING CORPORATION (LOUISVILLE KY)
KY
12/03/2009 - 08/11/2010
FIFTH THIRD SECURITIES, INC. (LOUISVILLE KY)
KY
03/16/1995 - 12/02/2009
AMERIPRISE FINANCIAL SERVICES, INC. (LOUISVILLE KY)
MN
03/16/1995 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
NJ
01/12/1995 - 04/04/1995
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 06/05/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/11/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/01/2000
Series 24 - General Securities Principal Examination
BC
Issued 06/20/1995
Series 7 - General Securities Representative Examination
BC
Issued 01/05/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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