Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gavin? Claim Your ProfileGavin Smith is a financial advisor registered with Prudential Investment Management Services LLC, a leading firm with a strong reputation for providing comprehensive financial solutions. Gavin has been active in the industry since 2012, holding various positions at reputable firms including Macquarie Capital (USA) Inc. and Barclays Capital Inc. Gavin is dedicated to helping clients achieve their financial goals with a focus on investment management and research analysis.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NJ
06/21/2016 - Present
Prudential Investment Management Services LLC (NEWARK NJ)
NY
06/05/2012 - 06/26/2014
MACQUARIE CAPITAL (USA) INC. (NEW YORK NY)
NY
08/18/2011 - 05/22/2012
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
09/01/2010 - 06/27/2011
BARCLAYS CAPITAL INC. (NEW YORK NY)
BC
Issued 07/19/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/28/2010
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 10/11/2010
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 08/31/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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