Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gavin? Claim Your ProfileGavin Kagan is a financial advisor who has been in the industry since 2002. He is currently registered with Houlihan Lokey Capital, Inc. in New York, NY and has been with the firm since 2008. Before that, Gavin Kagan was employed by UBS Securities LLC in New York, NY from 2001 to 2007. Gavin Kagan holds Series 7, 63 and SIE licenses as well as the Series 79TO.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
12/23/2008 - Present
Houlihan Lokey Capital, Inc. (NEW YORK NY)
NY
07/10/2001 - 07/16/2007
UBS SECURITIES LLC (NEW YORK NY)
BC
Issued 03/02/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/09/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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