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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gavin? Claim Your ProfileGavin Lucca is a financial advisor currently associated with Commonwealth Financial Network. Gavin has been in the financial services industry since April 26, 2001. He is a Registered Representative and Investment Advisor Representative for Commonwealth Financial Network. Gavin has experience in various financial services areas, including financial planning, investment management, and portfolio management. Commonwealth Financial Network is an independent registered investment advisor that provides a variety of financial services to individuals, families, and businesses. The firm has a long history of providing personalized service and financial guidance to its clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MA
12/07/2005 - Present
Commonwealth Financial Network (WALTHAM MA)
RI
05/17/2002 - 11/28/2005
CCO INVESTMENT SERVICES CORP. (JOHNSTON RI)
IL
10/19/2001 - 05/07/2002
SCUDDER DISTRIBUTORS, INC. (CHICAGO IL)
NY
04/16/2001 - 10/19/2001
SCUDDER INVESTOR SERVICES, INC. (NEW YORK NY)
IA
Issued 06/09/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/08/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/13/2009
Series 4 - Registered Options Principal Examination
BC
Issued 07/15/2008
Series 53 - Municipal Securities Principal Examination
BC
Issued 03/10/2006
Series 24 - General Securities Principal Examination
BC
Issued 03/31/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 08/01/2002
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/22/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 02/21/2003
Series 7 - General Securities Representative Examination
BC
Issued 04/12/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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