Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gavin? Claim Your ProfileGavin Michael Whitmore has been in the securities industry since April 23, 1992. Gavin is currently registered with U.S. Sterling Securities, Inc. in Hauppauge, NY and has been with this firm since January 3, 2018. Previously, Gavin was affiliated with MATRIX CAPITAL GROUP, INC., FTAM FUNDS DISTRIBUTOR, INC., ALPS DISTRIBUTORS, INC., BISYS FUND SERVICES LIMITED PARTNERSHIP, VICTORY CAPITAL ADVISERS, INC., PHOENIX EQUITY PLANNING CORPORATION, PXP SECURITIES CORP., QUEST FOR VALUE DISTRIBUTORS, THE DREYFUS SERVICE CORPORATION and FIRST INVESTORS CORPORATION.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
01/03/2018 - Present
U.s. Sterling Securities, Inc. (HAUPPAUGE NY)
NY
08/18/2014 - 01/19/2016
MATRIX CAPITAL GROUP, INC. (NEW YORK NY)
NY
02/28/2008 - 09/12/2012
FTAM FUNDS DISTRIBUTOR, INC. (NEW YORK NY)
NY
05/14/2007 - 02/28/2008
ALPS DISTRIBUTORS, INC. (NEW YORK NY)
ME
12/21/2005 - 05/11/2007
BISYS FUND SERVICES LIMITED PARTNERSHIP (PORTLAND ME)
OH
01/02/2004 - 10/10/2005
VICTORY CAPITAL ADVISERS, INC. (BROOKLYN OH)
CT
05/04/1999 - 01/09/2003
PHOENIX EQUITY PLANNING CORPORATION (HARTFORD CT)
CT
02/19/1992 - 12/01/1999
PXP SECURITIES CORP. (HARTFORD CT)
NY
05/11/1990 - 01/24/1992
QUEST FOR VALUE DISTRIBUTORS (NEW YORK NY)
NY
07/02/1987 - 05/25/1990
THE DREYFUS SERVICE CORPORATION (NEW YORK NY)
NA
11/05/1986 - 02/10/1987
FIRST INVESTORS CORPORATION
IA
Issued 12/27/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/07/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/16/2002
Series 24 - General Securities Principal Examination
BC
Issued 12/03/1999
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/27/2002
Series 7 - General Securities Representative Examination
BC
Issued 11/04/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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