Unclaimed
Gavin Filasek is a financial professional with over 15 years of experience in the industry. Gavin is currently registered with Northwestern Mutual Investment Services, LLC and holds the Series 6, Series 7TO, and Series 63 licenses. Gavin is also registered as an Investment Advisor Representative in Louisiana. Gavin has a strong track record of helping clients achieve their financial goals, and is committed to providing personalized and comprehensive financial advice. Gavin's commitment to client service is evident in the many positive reviews he has received from satisfied clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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2
LA
08/05/2008 - Present
Northwestern Mutual Investment Services, LLC (Baton Rouge LA)
BC
Issued 07/02/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/11/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/21/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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