Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gavin? Claim Your ProfileGavin Krogius is a financial advisor who is currently registered with UBS Securities LLC in California. Gavin has been in the financial industry since 2014 and has held previous roles at Credit Suisse Securities (USA) LLC and Goldman, Sachs & Co. Gavin is licensed to sell securities in California and has passed the Series 7, Series 66, Series 79, and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
09/29/2023 - Present
UBS Securities LLC (Los Angeles CA)
CA
08/30/2023 - 09/29/2023
CREDIT SUISSE SECURITIES (USA) LLC (LOS ANGELES CA)
TX
08/23/2014 - 11/02/2016
GOLDMAN, SACHS & CO. (DALLAS TX)
BC
Issued 09/09/2023
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 11/25/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/30/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 02/17/2023
SIE - Securities Industry Essentials Examination
BC
Issued 08/23/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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