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Gavin K Worthington

Fidelity Brokerage Services LLC

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About Gavin K Worthington

Gavin Worthington is a financial advisor with over 16 years of experience in the financial services industry. Gavin Worthington is currently registered with Fidelity Brokerage Services LLC and is licensed to conduct business in Massachusetts, Texas, and Utah. Gavin Worthington holds Series 7, 9, 10, 63, and SIE licenses. Gavin Worthington has been with Fidelity Brokerage Services LLC since July 2006.

Firm Information

Gavin Worthington is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Gavin Worthington’s Registration & Firm History

UT

07/10/2006 - Present

Fidelity Brokerage Services LLC (SALT LAKE CITY UT)

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Licenses & Designations

BC

Issued 07/14/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/21/2011

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 11/07/2011

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/08/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Gavin K Worthington.
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