Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gavin? Claim Your ProfileGavin Carter is a financial advisor at U.S. Bancorp Investments, Inc. in San Diego, CA. Gavin has been in the financial services industry for over 28 years. Gavin's prior experience includes positions at UNIONBANC INVESTMENT SERVICES, LLC, ATLAS SECURITIES, INC., and FIRST ALLIED SECURITIES, INC. Gavin holds Series 7, 63, and 65 licenses. Gavin provides financial planning, portfolio management for individuals and businesses, and publication of periodicals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
12b-1,networking&shareholder serv,product partner arrangements
1
2
CA
06/13/2017 - Present
U.s. Bancorp Investments, Inc. (San Diego CA)
CA
07/10/2006 - 06/22/2017
UNIONBANC INVESTMENT SERVICES, LLC (LA MESA CA)
CA
09/16/2004 - 06/21/2006
ATLAS SECURITIES, INC. (LA MESA CA)
CA
01/02/2003 - 10/05/2004
FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)
MA
04/24/2001 - 01/15/2003
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
CA
05/01/1998 - 04/30/2001
WM FINANCIAL SERVICES, INC. (IRVINE CA)
CA
04/16/1998 - 05/01/1998
GREAT WESTERN FINANCIAL SECURITIES CORPORATION (NORTHRIDGE CA)
CA
10/26/1995 - 03/23/1998
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
CA
09/21/1994 - 08/08/1995
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
CA
03/30/1994 - 08/08/1994
PLANNER'S INDEPENDENT MANAGEMENT, INC. (SAN MARCOS CA)
CO
06/09/1993 - 10/26/1993
CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)
IA
Issued 07/25/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/16/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/08/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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