Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gavin? Claim Your ProfileGavin James Parker is a financial advisor with over 30 years of experience in the financial industry. Gavin currently works at TD Private Client Wealth LLC and is registered with FINRA and the State of Maine. Gavin is licensed to provide financial advice for individuals, families, and businesses. He is also a registered investment advisor in Maine. Gavin has held prior positions with Citizens Securities, Inc., TD Ameritrade, Inc., Morgan Stanley, MML Investors Services, LLC, Princor Financial Services Corporation, NYLIFE Securities Inc., BANC of America Investment Services, Inc., Quick & Reilly, Inc., HSBC Brokerage (USA) Inc., Pruco Securities Corporation, American Express Financial Advisors Inc. and IDS Life Insurance Company. Gavin has specialized expertise in the following areas: portfolio management, financial planning, pension consulting, educational seminars, and publication of periodicals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
ME
06/26/2023 - Present
TD Private Client Wealth LLC (PORTLAND ME)
PA
01/19/2021 - 06/05/2023
CITIZENS SECURITIES, INC. (Fort Washington PA)
PA
07/09/2013 - 01/11/2021
TD AMERITRADE, INC. (RADNOR PA)
NY
06/02/2011 - 07/11/2013
MORGAN STANLEY (SYRACUSE NY)
NY
04/01/2009 - 05/19/2011
MML INVESTORS SERVICES, LLC (SYRACUSE NY)
NY
10/23/2006 - 03/04/2009
PRINCOR FINANCIAL SERVICES CORPORATION (SYRACUSE NY)
NY
01/10/2006 - 10/27/2006
NYLIFE SECURITIES INC. (DEWITT NY)
MA
10/20/2004 - 02/16/2005
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NY
08/21/2002 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
NY
01/26/2001 - 08/20/2002
HSBC BROKERAGE (USA) INC. (NEW YORK NY)
NJ
11/24/1997 - 10/03/2000
PRUCO SECURITIES CORPORATION (NEWARK NJ)
MN
02/13/1991 - 11/11/1997
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
02/13/1991 - 11/11/1997
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 11/26/2013
Series 66 - Uniform Combined State Law Examination
IA
Issued 06/01/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/04/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/21/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/02/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/04/2001
Series 24 - General Securities Principal Examination
BC
Issued 08/27/1999
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/11/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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