Unclaimed
Gavin Geiger Dooley is an investment advisor representative with Cetera Investment Advisers LLC, based in DANIEL ISLAND, SC. Gavin has been in the securities industry since June 2020. Gavin has a Series 66, Series 7TO, and SIE license. Gavin is registered with the states of Alabama, California, Colorado, Connecticut, District of Columbia, Florida, Georgia, Illinois, Kentucky, Louisiana, Maryland, Massachusetts, Michigan, Missouri, New Hampshire, New Jersey, New York, North Carolina, Ohio, Oregon, Pennsylvania, Rhode Island, South Carolina, South Dakota, Texas, Utah, Virginia, Washington, West Virginia, and Wisconsin. Gavin is also an agent/broker for Commonwealth Financial Group.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
SC
08/10/2023 - Present
Cetera Investment Advisers LLC (DANIEL ISLAND SC)
SC
06/04/2020 - 08/10/2023
SECURIAN FINANCIAL SERVICES, INC. (DANIEL ISLAND SC)
BOTH
Issued 7/16/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 6/4/2020
Series 7TO - General Securities Representative Examination
BC
Issued 5/2/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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