Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gavin? Claim Your ProfileGavin Douglas Chambers is a financial advisor who has been in the industry since March 11, 2003. Gavin is currently registered with Cambridge Investment Research Advisors, Inc. in Seattle, Washington. Gavin has experience with a number of firms including The O.N. Equity Sales Company, Principal Securities, Inc., and MML Investors Services, LLC. Gavin holds a number of licenses and certifications, including Series 6, Series 7, Series 24, Series 51, and Series 66. Gavin specializes in a number of areas, including financial planning, pension consulting, educational seminars, market timing services, selection of other advisers, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
WA
03/27/2024 - Present
Cambridge Investment Research Advisors, Inc. (Seattle WA)
WA
07/31/2018 - 03/26/2024
THE O.N. EQUITY SALES COMPANY (Seattle WA)
WA
12/03/2013 - 08/14/2018
PRINCIPAL SECURITIES, INC. (SEATTLE WA)
OR
01/10/2003 - 10/03/2013
MML INVESTORS SERVICES, LLC (PORTLAND OR)
BOTH
Issued 04/11/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/17/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/29/2016
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 05/06/2014
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/24/2014
Series 7 - General Securities Representative Examination
BC
Issued 12/10/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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