Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gavin? Claim Your ProfileGavin Cottrell is a financial professional with over 4 years of experience in the industry. Gavin is currently registered with Fidelity Brokerage Services LLC and National Financial Services LLC. Gavin is licensed to provide investment advice in all 50 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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MA
12/23/2021 - Present
Fidelity Brokerage Services LLC (BOSTON MA)
MA
02/12/2019 - 02/06/2020
EATON VANCE DISTRIBUTORS, INC. (BOSTON MA)
IA
Issued 09/04/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/28/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/24/2020
Series 24 - General Securities Principal Examination
BC
Issued 07/29/2019
Series 7TO - General Securities Representative Examination
BC
Issued 02/12/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 12/18/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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