Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gavin? Claim Your ProfileGavin Clark Filmore is a financial advisor with Foreside Fund Services, LLC, a firm that provides fund administration and custody services. Gavin is a Series 3, 7, 24, 63, 99, and SIE licensed professional with over 10 years of experience in the financial industry. Gavin has been registered with Foreside Fund Services, LLC since October 29, 2021. Prior to joining Foreside Fund Services, LLC, Gavin was employed at Barclays Capital Inc. and Jefferies LLC. Gavin's primary business focus is providing financial advice and services to individuals and families.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
WI
10/29/2021 - Present
Foreside Fund Services, LLC (Milwaukee WI)
NY
08/15/2017 - 09/30/2021
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
08/04/2014 - 08/21/2017
JEFFERIES LLC (NEW YORK NY)
NY
08/03/2012 - 08/15/2014
BARCLAYS CAPITAL INC. (NEW YORK NY)
BC
Issued 09/29/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/11/2019
Series 24 - General Securities Principal Examination
BC
Issued 12/15/2021
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/06/2017
Series 7 - General Securities Representative Examination
BC
Issued 08/02/2012
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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